Senior Manager, Fixed Income Risk and Supervision

Westlake, TX

Requisition ID 2025-113981 Category Risk & Regulatory Position type Regular Pay range USD $110,000.00 - $145,000.00 / Year Application deadline 2025-08-30

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Your opportunity

At Schwab, you’re empowered to make an impact on your career. Here, innovative thought meets creative problem solving, helping us “challenge the status quo” and transform the finance industry together.

Schwab’s Wealth and Advice Solutions (WAS) organization is building and delivering an industry-leading wealth management experience. WAS’ vision and mission is to make wealth management more accessible, delivering for clients today while innovating for tomorrow.

We are looking for a Centralized Risk Supervisor within our Wealth Advice Solutions Risk & Governance (WAS R&G) organization to perform supervisory-related functions and controls based on the activities performed by registered representatives at Schwab with a focus on Advisory Services. This Centralized Risk Supervisor will play a key role in contributing to supervisory program reviews of electronic communications, fixed income product/service recommendations, trading activity, trend reporting and desktop procedures updates. This is an individual contributor role in which you’ll collaborate with business partners across the firm, building effective working relationships with various levels of WAS employees from client-facing representatives to Senior Leadership.

What you have

Required Qualifications:

Bachelor’s degree or equivalent work experience
Active and valid Series 7 license
Active and valid Series 66 license, or equivalent
Active and valid Series 9/10 license, or equivalent

Preferred Qualifications:

2-3 years’ supervision/compliance/regulatory experience
Strong investment industry knowledge and understanding of compliance and regulatory requirements applicable to fixed income and annuity products and services
Strong communication and relationship skills, including experience working with various levels of management
Strong and demonstrated time management, analytical, and organization skills
Working knowledge of standard industry rules and regulations
Strong relationship management skills, including ability to develop collaborative working relationships and promote a risk-focused culture

What’s in it for you

At Schwab, we’re committed to empowering our employees’ personal and professional success. Our purpose-driven, supportive culture, and focus on your development means you’ll get the tools you need to make a positive difference in the finance industry. Our Hybrid Work and Flexibility approach balances our ongoing commitment to workplace flexibility, serving our clients, and our strong belief in the value of being together in person on a regular basis.

We offer a competitive benefits package that takes care of the whole you – both today and in the future:

401(k) with company match and Employee stock purchase plan
Paid time for vacation, volunteering, and 28-day sabbatical after every 5 years of service for eligible positions
Paid parental leave and family building benefits
Tuition reimbursement
Health, dental, and vision insurance

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