Sr. Manager, Investment Oversight & Fiduciary Compliance

Your opportunity

At Schwab, you’re empowered to make an impact on your career. Here, innovative thought meets creative problem solving, helping us “challenge the status quo” and transform the finance industry together.

DAFgiving360™ is an independent nonprofit organization created to increase charitable giving in the U.S. We offer a donor-advised fund program and related philanthropic tools and guidance that empower donors to incorporate charitable planning into their everyday lives and make a bigger difference in the world. Since our founding in 1999 as an 501(c)(3) public charity, DAFgiving360 donors have recommended over $40 billion in grants to more than 270,000 charities.

DAFgiving360 has entered into a services agreement with Charles Schwab & Co., Inc. for administrative and other services, including human resources. This position will be an employee of Charles Schwab & Co., Inc. and will be subject to its policies and procedures but will report to and be accountable to DAFgiving360 for day-to-day activities.

The Sr. Manager of Investment Oversight is responsible for the oversight and reporting of Schwab Charitable’s investment portfolio and providing their subject matter expertise to both team members and partner groups to resolve complicated data discrepancies and oversight issues. This role is also responsible for leading//creating quarterly presentations for reporting to the Board of Directors, quarterly data collection and analysis for programs (e.g., Core, Professional Managed Accounts, Alternative Investments), leading investment compliance and performance reporting processes (e.g., monitoring, analysis, remediation), and the annual review/analysis of illiquid investments performance and trends. This individual works collaboratively with our partners to implement successful migration and enhanced reporting in new systems, supports third party vendor workstreams to ensure migration of reporting/analytics, while also working to identify, propose and implement investment oversight process, procedure, and policy improvements. In addition, this individual leads / coordinates and approves the execution of securities trading, including communicating with Investment Advisor and internal partners to manage risk and achieve the best execution with no trading losses.

What you have

Required Qualifications

• Bachelor’s degree in accounting, finance, or related experience
• 10+ years of professional experience in investment oversight / monitoring, data analysis
• Proficiency in Microsoft Office Suite, particularly Excel and PowerPoint, with demonstrated ability to effectively present information accurately and confidently to a wide variety of audiences, both in written and oral form
• Project Management Skills (e.g., attention to detail, task management, prioritization, delegation, task separation).

Preferred Qualifications 

• Reporting within the financial services industry demonstrated knowledge of investment management processes, performance, and risk management preferred

In addition to the salary range, this role is also eligible for bonus or incentive opportunities.